Alchemy Theorem Inc. is a compliance, regulatory and registrations consulting firm that helps firms comply with their regulatory obligations.
Our consultants are experienced in developing and updating policies and procedures customized to suit the unique profile of your firm, drafting processes to handle client complaints thoroughly and effectively, developing a risk-based business location audit program and schedule and helping you disseminate new regulatory notices and compliance bulletins to the relevant firm employees.
As your regulatory obligations and corresponding areas of risk increase, it is important that you choose a compliance partner that is experienced and delivers results while not duly impacting your bottom line. Our experienced and qualified professionals work with you to ensure your needs are satisfied. We truly believe that our bespoke solution will be the best for you and your firm.