Kesrick Wainwright B.A, GPLLM
President, Compliance & Regulatory
Kesrick Wainwright is a compliance professional with extensive years of experience within the financial industry. Kesrick has worked for a regulatory body and multiple dealer members operating in various roles, such as: Branch Manager, Compliance Auditor and Compliance officer. Kesrick obtained a Masters of Law from the University of Toronto, focusing on the international financial regulatory regime, as well as a Bachelor of Art in Economics from McMaster University. In addition, Kesrick has completed the required courses necessary to be registrable as a supervisor of advisors with a regulatory body.
- Advisors requiring an added layer of protection
- Clients who want an independent review of their portfolio
- Advisors looking to improve their business operations
- Firms seeking an affordable compliance alternative
- Advisors looking to transition their book of business
GPLLM Global Professional Masters of Law, U of T, Toronto, Ont.
B.A Economics, McMaster University, Hamilton, Ont.
B.A Political Science, McMaster University, Hamilton, Ont.
Partners, Directors and Officers, CSI, Toronto, Ont.
EMS Effective Management Seminar, CSI, Toronto, Ont.
BMC Branch Managers Course, CSI, Toronto, Ont.
CPH Conduct Practice Handbook, Canadian Securities Institute
CSC Canadian Securities Course