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Posts by Kesrick Wainwright

Alchemy Theorem Welcomes Wendyanne D’Silva

We are pleased to announce the addition of Wendyanne D’Silva to Alchemy Theorem.   Wendyanne has over 20 years’ experience in Canadian securities regulation having worked for the Toronto Stock Exchange and the Investment Industry Regulatory Organization of Canada, with 10 years as the Director of IIROC’s Registration department.   She is a subject matter expert in…

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How to Safeguard your Financial Advisory Business

The Financial industry is evolving rapidly; financial products are becoming more complex and there are ongoing updates to regulations. As an advisor, it is important to ensure you remain up-to-date with changes, understand how it impacts your client and business. If not, advisors and firms risk regulatory sanctions and irreparable damage to their reputation.  As a compliance professional,…

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The benefits of hiring a compliance consultant

Alchemy Theorem Inc. is a compliance and regulatory consulting firm that helps registered firms comply with their regulatory obligations. We are a cost-effective but robust alternative, as we give firms access to qualified and experienced compliance professionals on a per-project basis, negating the need for long-term commitment or increased capital expenditure. Our customized solutions would…

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