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Business Operations Improvement Program

In a business where time is money, it is important for advisors to review processes to ensure they are operating at their peak ability, while remaining compliant with regulatory and firm policies.

Operating within a system or using tools that do not support efficient completion of deliverables or collection and retention of important information can be frustrating, taxing and emotionally straining.  Having a robust system in this fast paced industry will noticeably increase advisor performance, efficiency and reduce unnecessary stress.

At Alchemy Theorem, we will take a full diagnostic of the processes and tools used in the daily operations of the financial advisor.   We will then provide a proposal that provides detailed recommendations of how to implement best practices and/or  technological resources that will help improve efficiency while remaining compliant with regulatory and firm policies.